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One West Exchange Street Suite 3202, Providence, RI 02903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-11-05 |
| FL | RA | APPROVED | 2022-06-14 |
| RI | RA | APPROVED | 2020-11-30 |
Branch Locations
231 Royal Palm Way, Palm Beach, FL 33480 • United States
One West Exchange Street Suite 3202, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services | Ft Lauderdale | FL | 08/2015 | 09/2019 |
| Cetera Investment Advisers Llc | Ft Lauderdale | FL | 10/2015 | 10/2020 |
| Cetera Advisor Networks Llc | Ft Lauderdale | FL | 09/2019 | 10/2020 |
| Summit Financial Group Inc | Ft Lauderdale | FL | 12/2015 | 10/2020 |
| Canton Hathaway, Llc | Providence | RI | 11/2020 | Present |
| Four Points Capital Partners | Ridgewood | NJ | 09/2025 | Present |
(1) Paoli-Marcello LLC, Palm Beach Gardens, FL; investment related; Started 2007; Managing Member: passive real estate investment in land in Brooksville, FL; 0 hours/month (2) Self, Palm Beach Gardens, FL; investment related; Started 1996; Real Estate License: for real estate transactions or referrals; 1 hour/week (3) ACM3, LLC, Palm Beach Gardens, FL; investment related; Started 2001; Managing Member: consulting on real estate, insurance, and other business introductions; 2 hours/week. (4) Four Points Capital Partners, LLC, Palm Beach, FL; investment related; Started September 2025; Registered Representative; 1 hour/week during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-15 |
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