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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-14 |
| CO | RA | APPROVED | 2011-01-03 |
Branch Locations
5613 Dtc Pkwy [Rf-Rbo], Greenwood Village, CO 80111 • United States
Centennial, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Glendale | CO | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Glendale | CO | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, DENVER, CO, 100% OWNERSHIP, START 1/1/2013, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-06 |
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