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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-05-24
TX RA APPROVED_RES 2009-11-02
CA RA APPROVED 2009-10-12
  • FL RA
    APPROVED
    Since 2018-05-24
  • TX RA
    APPROVED_RES
    Since 2009-11-02
  • CA RA
    APPROVED
    Since 2009-10-12

Branch Locations

19495 Biscayne Blvd, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Stockton CA 06/2006 Present
  • 06/2006 → Present
    Merrill Lynch
    Stockton, CA
Other Businesses

I*, 5287270 Entity Type: Entity For Profit Name of OBA: Independent (TBD) Address: Florida, 33076 Investment Related: No Position, Title, Association: Owner,Consultant/Independent Contractor Employee Start Date: 10/26/2026 No Hours: 20 hours per week No Hours during trading: 0 Duties: Travel Planning

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-08
  • S66 Uniform Combined State Law Examination
    2009-10-08
Other Names
  • Karl Angus
  • Karl Anthony Angus

View on SEC IAPD

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