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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-02-16 |
Branch Locations
433 South Main St Ste 120, West Hartford, CT 06110 • United States
Lakewood, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | West Hartford | CT | 01/2009 | Present |
| Northstar Wealth Partners Llc | West Hartford | CT | 01/2015 | 02/2021 |
1) 8/12/2009 - NORTHSTAR WEALTH PARTNERS - NON-VARIABLE INSURANCE DBA - INV REL - AT REPORTED BUSINESS LOCATION - DOING LPL BUSINESS UNDER THE NORTHSTAR BRAND - 100% TIME SPENT. 2) 3/8/2012 - NORTHSTAR INSURANCE PARTNERS - PROPERTY AND CASUALTY - Northstar Insurance Partners - all clients. Via referral Northstar receives income for referral cases for group, home & auto - 5% TIME SPENT. 3) 10/1/2014 - LEGAL SHIELD - OTHER-PRE-PAID LEGAL - INV REL - 78 Tumblebrook Lane, West Hartford, CT 06117 - Receive residual income from Legal Shield. as an independent associate. No longer active with working the business - 0BA START: 1/26/2009. 4) 01/28/2019 - No business name - Not investment related - Other - Guitar Lessons - start date:11/01/2018 - 3 hrs/mo. 5) 10/26/2021 - Northstar Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2008 - 50 Hours Per Month/40 Hours During Securities Trading. 6) 12/09/2021 - Aspire Office Supplies LLC - Not Investment Related - Home Based - Other-Online Retail - Start Date: 12/01/2021 - 20 Hours Per Month/0 Hours During Securities Trading - Starting a Small Family Home Business for Online Retail Business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-27 |
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