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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-02-16
  • CT RA
    APPROVED
    Since 2021-02-16

Branch Locations

433 South Main St Ste 120, West Hartford, CT 06110 • United States

Lakewood, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc West Hartford CT 01/2009 Present
Northstar Wealth Partners Llc West Hartford CT 01/2015 02/2021
  • 01/2009 → Present
    West Hartford, CT
  • 01/2015 → 02/2021
    Northstar Wealth Partners Llc
    West Hartford, CT
Previous Registrations
Other Businesses

1) 8/12/2009 - NORTHSTAR WEALTH PARTNERS - NON-VARIABLE INSURANCE DBA - INV REL - AT REPORTED BUSINESS LOCATION - DOING LPL BUSINESS UNDER THE NORTHSTAR BRAND - 100% TIME SPENT. 2) 3/8/2012 - NORTHSTAR INSURANCE PARTNERS - PROPERTY AND CASUALTY - Northstar Insurance Partners - all clients. Via referral Northstar receives income for referral cases for group, home & auto - 5% TIME SPENT. 3) 10/1/2014 - LEGAL SHIELD - OTHER-PRE-PAID LEGAL - INV REL - 78 Tumblebrook Lane, West Hartford, CT 06117 - Receive residual income from Legal Shield. as an independent associate. No longer active with working the business - 0BA START: 1/26/2009. 4) 01/28/2019 - No business name - Not investment related - Other - Guitar Lessons - start date:11/01/2018 - 3 hrs/mo. 5) 10/26/2021 - Northstar Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2008 - 50 Hours Per Month/40 Hours During Securities Trading. 6) 12/09/2021 - Aspire Office Supplies LLC - Not Investment Related - Home Based - Other-Online Retail - Start Date: 12/01/2021 - 20 Hours Per Month/0 Hours During Securities Trading - Starting a Small Family Home Business for Online Retail Business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-08
S63 Uniform Securities Agent State Law Examination 2005-05-27
  • S65 Uniform Investment Adviser Law Examination
    2005-06-08
  • S63 Uniform Securities Agent State Law Examination
    2005-05-27
Other Names
  • Marc Adam Sack

View on SEC IAPD

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