Steven Douglas Kaestner

Employer firm

Saxony Capital Management, LLC CRD 122692

$368M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1989 → Present
  Steven D. Kaestner, Pc
  Oklahoma City, OK
• 09/2006 → 09/2016
  Vsr Financial Services, Inc.
  Overland Park, KS
• 09/2006 → 09/2016
  The Masters (Division Of Vsr)
  Overland Park, KS
• 09/2016 → 05/2017
  Summit Brokerage Services, Inc.
  Edmond, OK
• 09/2016 → 05/2017
  Summit Financial Group Inc
  Boca Raton, FL
• 05/2017 → 10/2020
  Calton & Associates, Inc.
  Edmond, OK
• 10/2020 → Present
  Saxony Securities
  St. Louis, MO
• 10/2020 → 11/2023
  Plan Group Financial, Inc.
  Oklahoma City, OK
• 05/2017 → 10/2020
  Smart Money Group, Llc
  Edmond, OK
• 11/2023 → Present
  Saxony Capital Management, Llc
  St. Louis, MO
• 06/2011 → Present
  Ironhorse Wealth Management
  Oklahoma City, OK
• 09/2006 → 09/2016
  Vsr Advisory Services
  Overland Park, KS

Previous Registrations

• 2023-11-01 → 2024-12-31
  Saxony Capital Management, Llc
  Edmond, OK
  Saint Louis, MO
• 2023-01-12 → 2023-11-09
  Plan Group Financial, Inc.
  Edmond, OK
  Oklahoma City, OK
• 2020-10-23 → 2022-12-31
  Plan Group Financial, Inc.
  Oklahoma City, OK
  Edmond, OK
• 2017-05-09 → 2020-10-27
  Smart Money Group, Llc
  Edmond, OK
  Eastland, TX
• 2019-09-03 → 2019-09-04
  Plan Group Financial, Inc.
  Oklahoma City, OK
• 2016-09-01 → 2017-05-15
  Summit Financial Group Inc
  Edmond, OK
• 2006-09-29 → 2016-09-01
  Vsr Financial Services, Inc.
  Overland Park, KS
  Oklahoma City, OK
  Edmond, OK
  Overland Park, KS
• 2001-05-08 → 2006-10-04
  Securities America Advisors, Inc.
  Oklahoma City, OK

Other Businesses

1) Ironhorse Wealth Management and Ironhorse Investments & Estate Planning ; DBA for investment-related business. 2) Name of Business: Steven D Kaestner P.C. Non-Investment related. Address: 15401 N. May Ave., Suite 500, Edmond, Oklahoma 73013. Nature of Business: Legal and Accounting services. Position/Title/Relationship: Owner. Start Date: 1986. Hours per month: 40. Hours per month during Securities trading hours: 2. Duties/Responsibilities: I am a CPA and Attorney. Provide legal and accounting services. 3) Name of Business: Steven D Kaestner. Non-Investment related. Address: 15401 N. May Ave., Suite 500, Edmond, Oklahoma 73013. Nature of Business: Insurance. Position/Title/Relationship: Owner. Start Date: 07/23/2002. Hours per month: 5. Hours per month during Securities trading hours: 5. Duties/Responsibilities: Insurance and related insurance products.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-04-15

Designations

• Certified Financial Planner