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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-14 |
| CO | RA | APPROVED | 2004-08-06 |
Branch Locations
215 Union Blvd Suite 200, Lakewood, CO 80228 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins. Company | Boulder | CO | 12/1996 | Present |
| Nylife Securities Inc. | Arvada | CO | 01/1997 | Present |
| High Point Financial Group, Llc | Lakewood | CO | 03/2007 | Present |
BROKER FOR VARIOUS OUTSIDE INSURANCE CARRIERS VIA DBA HIGH POINT FINANCIAL GROUP, LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-04 |
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