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Karen Nunn Horton

LPl Enterprise, LLC

Columbia, SC

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-11-14
  • SC RA
    APPROVED
    Since 2024-11-14

Branch Locations

5111 Trenholm Road Suite 100, Columbia, SC 29206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Securities Management Columbia SC 01/2012 12/2018
Pruco Securities, Llc. Columbia SC 12/2018 11/2024
Prudential Insurance Company Of America Columbia SC 12/2018 Present
Lpl Enterprise, Llc Columbia SC 11/2024 Present
  • 01/2012 → 12/2018
    Capitol Securities Management
    Columbia, SC
  • 12/2018 → 11/2024
    Pruco Securities, Llc.
    Columbia, SC
  • 12/2018 → Present
    Prudential Insurance Company Of America
    Columbia, SC
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Columbia, SC
Previous Registrations
  • 2019-01-16 → 2024-11-14
    Pruco Securities, Llc.
    Columbia, SC
    Columbia, SC
    Columbia, SC
    Columbia, SC
  • 2018-04-18 → 2019-01-02
    Capitol Securities Management, Inc.
    Glen Allen, VA
    Hickory, NC
    Columbia, SC
    Glen Allen, VA
    Columbia, SC
    Glen Allen, VA
  • 2004-01-12 → 2005-05-03
    Banc Of America Investment Services, Inc.
    Columbia, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-16
S63 Uniform Securities Agent State Law Examination 1997-03-27
  • S65 Uniform Investment Adviser Law Examination
    2018-04-16
  • S63 Uniform Securities Agent State Law Examination
    1997-03-27
Other Names
  • Karen Revels Nunn
  • Karen Lynne Revels

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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