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Scott Vincent Hartshorn

Morgan Stanley

Scranton, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-05-02
  • PA RA
    APPROVED
    Since 2011-05-02

Branch Locations

111 North Washington Avenue Suite 201, Scranton, PA 18503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Scranton PA 04/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2011 → Present
    Morgan Stanley Smith Barney
    Scranton, PA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-11
S63 Uniform Securities Agent State Law Examination 1999-03-23
  • S66 Uniform Combined State Law Examination
    2003-02-11
  • S63 Uniform Securities Agent State Law Examination
    1999-03-23
Other Names
  • Scott V Hartshorn

View on SEC IAPD

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