James Versluis Hartwell

Current Employers

Employment History

• 08/1989 → Present
  Hartwell & Company
  St Joseph, MI
• 08/2008 → 10/2022
  Usa Financial Securities
  Ada, MI
• 10/2022 → Present
  Lpl Financial Llc
  St. Joseph, MI
• 12/2022 → Present
  Hartwell Wealth Management Llc
  St Joseph, MI

Previous Registrations

• 2008-07-10 → 2022-10-12
  Usa Financial Securities Llc
  Ada, MI
  Saint Joseph, MI
  Kalamazoo, MI
  Kalamazoo, MI
  St. Joseph, MI

Other Businesses

1) 10/12/20233 - Hartwell Enterprises - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Owner - Started: 1/2019 2) 10/12/2022 - Hartwell & Company - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 9/2022 3) 10/12//2022 - On Target Payroll, LLC - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 1/2019 - 2 Hrs/Mo 4) 10/12/2022 - Hartwell Enterprises - Inv Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - Started: 2003 5) 10/19/2022 - Hartwell and Company - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Started: 9/2022 - 80 Hrs/Mo During Trading - I provide investment advisory services through Hartwell and Company, an independent investment advisor firm. I started this business activity in 09/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 10/19/2022 - Hartwell and Company - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Started: 9/2022 - 80 Hrs/Mo During Trading - I provide investment advisory services through Hartwell and Company, an independent investment advisor firm. I started this business activity in 09/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 06/26/2024 - Hartwell Financial LLC - Inv Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - President - Started: 1/1/2024 - 40 Hrs/Mo; 1 Hr During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-23
• S63 Uniform Securities Agent State Law Examination
  1998-01-31

Designations

Other Names

• Jim Verluis Hartwell