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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-11 |
| AZ | RA | APPROVED | 2018-06-19 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 12/1996 | 04/2017 |
| Schwab Private Client Investment Advisory, Inc. | Phoenix | AZ | 01/2012 | 04/2017 |
| Schwab Wealth Advisory Inc | Phoenix | AZ | 06/2018 | Present |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 06/2018 | Present |
| Bnc National Bank | Glendale | AZ | 04/2017 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-11 |
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