Debra Lynn Moore

Current Employers

Employment History

• 09/2009 → Present
  Stifel, Nicolaus & Company, Incorporated
  Canfield, OH

Previous Registrations

• 2007-02-09 → 2009-09-25
  Ubs Financial Services Inc.
  Weehawken, NJ
  Canfield, OH
  Canfield, OH
• 1999-11-22 → 2007-02-09
  Keybanc Capital Markets Inc.
  Canfield, OH
  Canfield, OH

Other Businesses

1. Columbiana County LEPC; Community Emergency Response Team - CERT ; 215 S. Market St. Lisbon OH 44432; Works closely with the County EMA office and other county offices on items that concern the safety of the residents of Columbian; Executive Board Member; Quarterly meetings, affiliation started 01/20/2011; 10 hours per year; not during securities trading hours; not investment-related. 2. National Society, Children of the American Revolution; 1776 D St. NW Washington DC 20006-5303; C.A.R. trains good citizens, develops leaders and promotes love of the United States of America and its heritage among young people; Senior President, Point of Beginning Society; Monthly meetings with Children in local county. Semi annual State board meetings, Annual State Conference; affiliation started 04/11/2014; 108.00 hours per year; not during securities trading hours; not investment-related. 3. Eastern Ohio Martial Arts; PO Box 484 Lisbon OH 44432; Self Defense for Women and Children; President, Secretary and Head Instructor; Teaches a fitness class tow evenings per week; affiliation started 03/01/2016; 4.0 hours per week; not during securities trading hours; not investment-related. 4. Canfield Rotary Association;PO Box 11, Canfield OH 44406; Community Service; Finance Committee and a member of the Association management committee; 09/01/2010; 2.00 hr/mo; not during securities trading hours; not investment-related 5. Canfield Rotary Foundation Inc.; PO Box 11, Canfield OH 44406; Foundation Board Member - Review activities for 501c3 compliance, monitor for conflicts of interest; 01/01/2014; 2.00 Hour(s) Per Quarter;not during securities trading hours; not investment-related 6. Northeastern Ohio Christian Youth Camp;8122 St Jacobs Logtown Rd Lisbon OH 44432; Christian Youth Camp;General Board member;General Board oversight items , audit committee;10/9/19;8 hr/yr;not during securities trading hours; not investment related. 7. State of Ohio, Notary Public; 180 E Broad St 16th Floor, Columbus, OH 43215; Notary; 09/12/1983; 2 Hours per Year; During Securities Trading Hours; Not Investment-Related. 8. Columbiana County CERT ARC; 215 South Market St, Lisbon, OH 44432; CERT Amateur Radio Club; President; Oversee quarterly meetings; 07/30/2021; 2 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 9. National Society Daughters of the American Revolution Southwick Griscom Kinney Chapter; 1776 D Street NW Washington DC 20006; Historical preservation, education; Local chapter regent; Run meetings, schedule programs; 7/11/22; 4 hours per Month; not during sec trading hours; Not Inv Related 10. Canfield Rotary Association; PO Box 11 Canfield, OH 44406; Community Service; Management Committee; Review budget, review compliance with non profit requirements, consult as needed; 01/01/2011; 4hrs/yr; Not during securities trading hours; Not investment related 11. Canfield Rotary Club; PO Box 11 Canfield, OH 44406; Community Service; Finance committee; meet upon request for budget questions; 01/01/2011; 2hrs/yr; Not during securities trading hours; Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-15
• S63 Uniform Securities Agent State Law Examination
  1997-06-27