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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-29 |
| MI | RA | APPROVED | 2010-10-25 |
Branch Locations
39885 Grand River Ave, Ste 200, Novi, MI 48375 • United States
26200 Town Center Dr Ste 250, Novi, MI 48375-1244 • United States
Novi, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Llc | Novi | MI | 04/1998 | Present |
Business Ownership; Legacy Family Office; Owner; Business owner and management; 26200 Town Center Dr Novi, MI 48375, Ste 250, Novi, MI, 00000; Not Investment-Related; 04/22/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; St. James Cathuolic Church; Finance committee member; 46325 Ten Mile Road,Novi, MI 48374, ,; ; 09/23/2014; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-24 |
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