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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2000-01-14
  • CA RA
    APPROVED
    Since 2000-01-14

Branch Locations

17918 Pioneer Blvd Suite 200, Artesia, CA 90701 • United States

Fullerton, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gfc Int'l Corp Cerritos CA 03/1995 02/2017
Cetera Financial Specialists Llc Schaumburg IL 09/1999 Present
Cetera Investment Advisers Llc Schaumburg IL 12/1999 Present
Kang And Associates Artesia CA 12/2013 Present
Kang Plaza, Llc Artesia CA 05/2016 Present
Ksga Llp Artesia CA 01/2018 Present
  • 03/1995 → 02/2017
    Gfc Int'l Corp
    Cerritos, CA
  • 09/1999 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 12/1999 → Present
    Schaumburg, IL
  • 12/2013 → Present
    Kang And Associates
    Artesia, CA
  • 05/2016 → Present
    Kang Plaza, Llc
    Artesia, CA
  • 01/2018 → Present
    Ksga Llp
    Artesia, CA
Other Businesses

1) KANG AND ASSOCIATES - NOT INVESTMENT RELATED - CPA PRACTICE - PRESIDENT - 3/1/95 - WORK 40 HRS/WK. 2) NAME OF OTHER BUSINESS: KANG PLAZA, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 5/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER 3) NAME OF OTHER BUSINESS: KOREAN AMERICAN CPA SOCIETY OF SOUTHERN CALIFORNIA INVESTMENT RELATED: NO ADDRESS: 3031 WILSHIRE BLVD., UNIT 313 LOS ANGELES CA 90010 NATURE OF BUSINESS: PROFESSIONAL ORGANIZATION PROMOTING EDUCATION AND NETWORKING START DATE: 7/2012 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER 4) NAME OF OTHER BUSINESS: KSGA LLP ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS:CPA PRACTICE; START DATE: 01/2018 ; POSITION/TITLE/RELATIONSHIP: OWNER / CPA ; APX NUMBER OF HOURS PER WEEK: 50 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING, TAX COMPLIANCE AND CONSULTING. POA FOR IRS AND OTHER TAX MATTERS ; 5) NAME OF OTHER BUSINESS: ANDERSON INCOME TAX SERVICES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX RETURN PREPARATION; START DATE: 12/2013; POSITION/TITLE/RELATIONSHIP: MANGING MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: TAX RETURN PREPARATION;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-13
  • S66 Uniform Combined State Law Examination
    1999-12-13

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