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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2000-01-10
  • CA RA
    APPROVED
    Since 2000-01-10

Branch Locations

17918 Pioneer Blvd Suite 209, Artesia, CA 90701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 08/1999 Present
Yamada & Nakata Cpas Los Angeles CA 01/1991 11/2024
Cetera Investment Advisers Llc Schaumburg IL 10/2006 Present
Dwight Nakata Cpa Los Angeles CA 11/2024 Present
  • 08/1999 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/1991 → 11/2024
    Yamada & Nakata Cpas
    Los Angeles, CA
  • 10/2006 → Present
    Schaumburg, IL
  • 11/2024 → Present
    Dwight Nakata Cpa
    Los Angeles, CA
Other Businesses

1) NAME OF OTHER BUSINESS: CALIFORNIA SOCIETY OF CPA'S; INVESTMENT RELATED: NO; ADDRESS: 1800 GATEWAY DRIVE, SAN MATEO, CA 94404; NATURE OF BUSINESS: NON PROFIT; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PRO BONO PUBLIC SERVICE; 2) WYMAC CAPITAL, INC., NOT INV REL, ORIGINATION OF LOANS, MORTGAGE FINANCING, 1H/WEEK: 3)NAME OF OTHER BUSINESS: ORANGE COUNTY ACADEMIC DECATHALON INVESTMENT RELATED: NO ADDRESS: 200 KALMUS DR, COSTA MESA, CA 92626 NATURE OF BUSINESS: NON-PROFIT ; START DATE: 07/2020 ; POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTOR ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: HELP WITH ACADEMIC DECATHALON OF ORANGE COUNTY DEPT OF EDUCATION ; 4)NAME OF OTHER BUSINESS: CALIFORNIA STATE UNIVERSITY, LOS ANGELES ; INVESTMENT RELATED: NO ; ADDRESS: 5154 STATE UNIVERSITY DRIVE, LOS ANGELES, CA 90032 ; NATURE OF BUSINESS: ALUMNI ASSOCIATION ; START DATE: 07/2020 ; POSITION/TITLE/RELATIONSHIP: MEMBER OF FINANCE COMMITTEE ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: VOLUNTEER MEMBER OF FINANCE COMMITTEE FOR THE ALUMNI ASSOCIATION ; 5) CALIFORNIA STATE UNIVERSITY, NOT INVESTMENT RELATED, 5154 STATE UNIVERSITY DR., LOS ANGELES, CA 90032, SCHOLASTIC, STARTED 10/2015, VOLUNTEER, APX 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BOARD OF TRUSTEES AND AUDIT COMMITTEE CHAIRMAN; 6) NAME OF OTHER BUSINESS: DWIGHT NAKATA CPA; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREPARATION; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 24; BRIEF DESCRIPTION OF DUTIES: TAX PLANNING, TAX RETURN PREPARATION, ESTATE PLANNING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-31
  • S66 Uniform Combined State Law Examination
    1999-12-31
Designations

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