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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2000-01-10 |
Branch Locations
17918 Pioneer Blvd Suite 209, Artesia, CA 90701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/1999 | Present |
| Yamada & Nakata Cpas | Los Angeles | CA | 01/1991 | 11/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2006 | Present |
| Dwight Nakata Cpa | Los Angeles | CA | 11/2024 | Present |
1) NAME OF OTHER BUSINESS: CALIFORNIA SOCIETY OF CPA'S; INVESTMENT RELATED: NO; ADDRESS: 1800 GATEWAY DRIVE, SAN MATEO, CA 94404; NATURE OF BUSINESS: NON PROFIT; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PRO BONO PUBLIC SERVICE; 2) WYMAC CAPITAL, INC., NOT INV REL, ORIGINATION OF LOANS, MORTGAGE FINANCING, 1H/WEEK: 3)NAME OF OTHER BUSINESS: ORANGE COUNTY ACADEMIC DECATHALON INVESTMENT RELATED: NO ADDRESS: 200 KALMUS DR, COSTA MESA, CA 92626 NATURE OF BUSINESS: NON-PROFIT ; START DATE: 07/2020 ; POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTOR ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: HELP WITH ACADEMIC DECATHALON OF ORANGE COUNTY DEPT OF EDUCATION ; 4)NAME OF OTHER BUSINESS: CALIFORNIA STATE UNIVERSITY, LOS ANGELES ; INVESTMENT RELATED: NO ; ADDRESS: 5154 STATE UNIVERSITY DRIVE, LOS ANGELES, CA 90032 ; NATURE OF BUSINESS: ALUMNI ASSOCIATION ; START DATE: 07/2020 ; POSITION/TITLE/RELATIONSHIP: MEMBER OF FINANCE COMMITTEE ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: VOLUNTEER MEMBER OF FINANCE COMMITTEE FOR THE ALUMNI ASSOCIATION ; 5) CALIFORNIA STATE UNIVERSITY, NOT INVESTMENT RELATED, 5154 STATE UNIVERSITY DR., LOS ANGELES, CA 90032, SCHOLASTIC, STARTED 10/2015, VOLUNTEER, APX 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BOARD OF TRUSTEES AND AUDIT COMMITTEE CHAIRMAN; 6) NAME OF OTHER BUSINESS: DWIGHT NAKATA CPA; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREPARATION; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 24; BRIEF DESCRIPTION OF DUTIES: TAX PLANNING, TAX RETURN PREPARATION, ESTATE PLANNING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-31 |
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