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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-11-19 |
Branch Locations
600 Portland Ave S, Minneapolis, MN 55415 • United States
Minneapolis, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 04/2015 | 03/2020 |
| Ann Taylor | Bloomington | MN | 04/2019 | 06/2019 |
| Thrivent Financial | Appleton | WI | 11/2021 | Present |
| Efs Advisors/Advanced Advisor Group | Minnetonka | MN | 03/2020 | 10/2021 |
| Thrivent Investment Management Inc | Minneapolis | MN | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-05 |
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