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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-03-06 |
| VA | RA | APPROVED | 2006-09-19 |
| DC | RA | APPROVED | 2006-07-07 |
| MD | RA | APPROVED | 2006-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 12/2005 | Present |
I*31585 For profit or not for profit: For-Profit Organization Name of outside business organization: BroCo Vending Ltd Investment related: N Address of business: Davidsonville, Maryland 21035 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 1/1/1995 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Vendor selling concert merchandise
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-21 |
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