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Douglas Clark De Groote

De Groote Financial Group, LLC

Thousand Oaks, CA

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Current Employers
De Groote Financial Group, Llc

3013 Willow Lane, Thousand Oaks, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-27
CA RA APPROVED 2013-09-05
  • TX RA
    APPROVED
    Since 2026-05-27
  • CA RA
    APPROVED
    Since 2013-09-05

Branch Locations

3013 Willow Lane, Thousand Oaks, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities, Inc. San Diego CA 09/2006 Present
De Groote Financial Group, Llc Westlake Village CA 09/2013 Present
Previous Registrations
  • 2006-09-20 → 2016-12-31
    Girard Securities, Inc.
    Westlake Village, CA
    Mission Viejo, CA
    San Diego, CA
    Corpus Christi, TX
  • 2006-09-20 → 2013-09-13
    Westlake Village, CA
  • 1998-01-20 → 2006-10-05
    Crowell, Weedon & Co.
    Westlake Village, CA
    Westlake Village, CA
Other Businesses

DE GROOTE FINANCIAL GROUP IS AN IA FIRM REGISTERED WITH THE SEC AND NOTICED FILED IN CA. DE GROOTE FINANCIAL GROUP PROVIDES FINANCIAL PLANNING AND RELATED ADVICE FOR A FLAT FEE. THIRD PARTY MONEY MANAGERS MAY USE ALTERNATIVE INVESTMENT STRATEGIES AND HEDGE FUNDS. I WILL NOT BE COMPENSATED FOR PERFORMANCE. START DATE 9/13/2013. NSI, LLC; INVESTMENT-RELATED; OWNERSHIP INTEREST & MAY RECEIVE PRO-RATA DISTRIBUTIONS FROM ANY PROFITS GENERATED; JUNE 2025; 0 HOURS/MONTH; 0 HOURS DURING SECURITIES TRADING HOURS. Freedom Square; not investment-related; Oakbrook Terrace, IL; web-based platform for American made goods and services along with a news aggregation, blogging, vlogging etc.; CFO; February 2021; 20 hours per month; 0 during securities trading hours; CFO - marketing and raising capital LUNCH WITH 4 INTERESTING PEOPLE; NOT INVESTMENT-RELATED; NO ADDRESS; PHONE APPLICATION; CHIEF EXECUTIVE OFFICER; START 2021; APPROXIMATELY 5 HOURS PER MONTH; APPROXIMATELY 0 HOURS DURING TRADING HOURS; FACILITATES MEET-UP EVENTS AMONG ADVISORS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-03-06
  • S63 Uniform Securities Agent State Law Examination
    1997-03-06
Designations
Other Names
  • Douglas Clark De Groote
  • Douglas Clark Degroote

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