Daniel Whiting Buckley

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 03/2017
  Metlife Securities Inc.
  Staten Island, NY
• 07/2016 → 03/2019
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 03/2019
  Mml Investors Services, Llc
  Staten Island, NY
• 03/2019 → 03/2020
  Ameriprise Financial Services, Inc.
  Staten Island, NY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Staten Island, NY

Previous Registrations

• 2017-03-25 → 2019-03-25
  Mml Investors Services, Llc
  Staten Island, NY
  New York, NY
  Garden City, NY
• 2005-03-24 → 2017-03-25
  Msi Financial Services, Inc.
  Staten Island, NY
  Iselin, NJ
  Somerset, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-23
• S63 Uniform Securities Agent State Law Examination
  1997-05-12

Other Names

• Daniel Whiting Buckley
• Daniel W Buckley