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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2012-07-06
  • OR RA
    APPROVED
    Since 2012-07-06

Branch Locations

2645 Nw Town Center Dr, Beaverton, OR 97006 • United States

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

15955 Sw Boones Ferry Rd, Lake Oswego, OR 97035 • United States

19181 Willamette Dr, West Linn, OR 97068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Francisco CA 04/2012 11/2016
Wells Fargo Bank West Linn OR 07/2004 Present
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 Present
  • 04/2012 → 11/2016
    Wells Fargo Advisors, Llc
    San Francisco, CA
  • 07/2004 → Present
    Wells Fargo Bank
    West Linn, OR
  • 11/2016 → Present
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-03
S63 Uniform Securities Agent State Law Examination 2012-06-13
  • S65 Uniform Investment Adviser Law Examination
    2012-07-03
  • S63 Uniform Securities Agent State Law Examination
    2012-06-13

View on SEC IAPD

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