Best Investors Account Sign in

Jerry Fields

Stifel, Nicolaus & Company, Incorporated

Redlands, CA

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-31
TX RA APPROVED 2023-07-31
  • CA RA
    APPROVED
    Since 2023-07-31
  • TX RA
    APPROVED
    Since 2023-07-31

Branch Locations

31 W. Stuart Avenue Suite 200, Redlands, CA 92374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Redlands CA 12/1996 Present
Stifel, Nicolaus & Company, Incorporated Redlands CA 07/2023 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-03-20
S65 Uniform Investment Adviser Law Examination 1997-03-20
  • S63 Uniform Securities Agent State Law Examination
    1997-03-20
  • S65 Uniform Investment Adviser Law Examination
    1997-03-20
Other Names
  • Jerry Fields
  • Gerald Howard Fields

View on SEC IAPD

Other Firms

DILIGENT INVESTORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
EAGLE STRATEGIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
BOSMAN WEALTH MANAGEMENT, LLC
PRIVATE MANAGEMENT GROUP INC
J.P. MORGAN SECURITIES LLC

Other Investors

HENK JUERGEN FISCHER
JAMES ALLEN WILSON
CHRISTOPHER AARON PALMER
JOAN HSU
PATRICK MICHAEL RYAN
LARRY GORDON ETZWEILER
JULIA NICOLE NAMAN
JOHN JEFFREY MARVIN

Other Offices

DILIGENT INVESTORS, LLC · REDLANDS, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · REDLANDS, CA
EAGLE STRATEGIES LLC · Redlands, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Redlands, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Redlands, CA
EDWARD JONES · REDLANDS, CA
BOSMAN WEALTH MANAGEMENT, LLC · REDLANDS, CA
PRIVATE MANAGEMENT GROUP INC · Redlands, CA

More in Redlands, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor