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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 1997-02-20 |
Branch Locations
1130 Ten Rod Rd Ste D203, North Kingstown, RI 02852-4180 • United States
N Kingstown, RI • United States
301 Metro Center Blvd Ste 201, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cranston | RI | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Cranston | RI | 03/2020 | Present |
Business Ownership; PJD Inc; set up to pay self and associated bills of Ameriprise AFG practice.; Ameriprise Financial Practice - pay self through Paychex; 301 Metro Ctr. Blvd. Ste 201, , Warwick, RI, 02886; Not Investment-Related; 01/01/2016; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-01-09 |
| S65 | Uniform Investment Adviser Law Examination | 1997-01-09 |
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