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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2020-10-13 |
Branch Locations
1140 Ten Rod Road, North Kingstown, RI 02852 • United States
1047 Park Avenue, Cranston, RI 02910 • United States
1300 Warwick Avenue, Warwick, RI 02888 • United States
77 Highland Avenue, East Providence, RI 02914 • United States
Cranston, RI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Somerset | MA | 10/2011 | 09/2020 |
| Commonwealth Financial Network | Waltham | MA | 10/2020 | Present |
| Bank Of Ri | North Kingstown | RI | 10/2020 | Present |
1. Fixed insurance sales; Located at 1140 Ten Rod Road, North Kingstown, RI 02852, as of 10/15/2020; 5% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-11-17 |
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