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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-05
IL RA APPROVED 2025-09-25
TX RA APPROVED_RES 2025-09-25
IA RA APPROVED 2025-09-24
  • FL RA
    APPROVED
    Since 2025-11-05
  • IL RA
    APPROVED
    Since 2025-09-25
  • TX RA
    APPROVED_RES
    Since 2025-09-25
  • IA RA
    APPROVED
    Since 2025-09-24

Branch Locations

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

401 Main St, Keokuk, IA 52632 • United States

9245 Northpark Dr, Johnston, IA 50131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 04/2014 09/2025
Cambridge Investment Research Advisors, Inc Fairfield IA 04/2014 09/2025
Integrity Alliance, Llc Johnston IA 09/2025 Present
Previous Registrations
Other Businesses

1) 400 LLC; not investment related; 400 Main St, Keokuk, IA 52632; Real Estate Rental; 50% Owner; 07/01/2008; 0 hours per month; 0 hours during security hours; no duties 2) Heartland Retirement Group Wealth Management; Investment related; 9245 Northpark Drive, Johnston, IA 50131; Managing client assets through HRG Wealth; Adviser; 09/22/2025; 40 hours per month; 34 hours during security hours; Heartland Retirement Group Wealth Management. 3) Private Wealth Management; investment Related; 400 Main St, Keokuk, IA 52632; DBA; Owner; 07/01/2005; 180 hours per month; 160 hours during security hours; Manage discretionary assets for client. 4) Rule of 72 Trading; Not investment related; 811 Burr Oaks Dr, Unit 1205, West Des Moines, IA 50266; subscription access to my investing algo via Trading View; Owner; 01/01/2024; 0 hours per month; 0 hours during security hours; accepting subscriptions to the algo. I have very few that use it, just something I had approved a year or so ago. 5) Yuengling's Ice Cream; Not investment related; 811 Burr Oaks Dr, Unit 1205, West Des Moines, IA 50266; Passive Investor; Investor; 11/01/2017; 0 hours per month; 0 hours during security hours; no duties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-07-23
  • S66 Uniform Combined State Law Examination
    1998-07-23

View on SEC IAPD

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