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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-11-05 |
| IL | RA | APPROVED | 2025-09-25 |
| TX | RA | APPROVED_RES | 2025-09-25 |
| IA | RA | APPROVED | 2025-09-24 |
Branch Locations
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
401 Main St, Keokuk, IA 52632 • United States
9245 Northpark Dr, Johnston, IA 50131 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 04/2014 | 09/2025 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 04/2014 | 09/2025 |
| Integrity Alliance, Llc | Johnston | IA | 09/2025 | Present |
1) 400 LLC; not investment related; 400 Main St, Keokuk, IA 52632; Real Estate Rental; 50% Owner; 07/01/2008; 0 hours per month; 0 hours during security hours; no duties 2) Heartland Retirement Group Wealth Management; Investment related; 9245 Northpark Drive, Johnston, IA 50131; Managing client assets through HRG Wealth; Adviser; 09/22/2025; 40 hours per month; 34 hours during security hours; Heartland Retirement Group Wealth Management. 3) Private Wealth Management; investment Related; 400 Main St, Keokuk, IA 52632; DBA; Owner; 07/01/2005; 180 hours per month; 160 hours during security hours; Manage discretionary assets for client. 4) Rule of 72 Trading; Not investment related; 811 Burr Oaks Dr, Unit 1205, West Des Moines, IA 50266; subscription access to my investing algo via Trading View; Owner; 01/01/2024; 0 hours per month; 0 hours during security hours; accepting subscriptions to the algo. I have very few that use it, just something I had approved a year or so ago. 5) Yuengling's Ice Cream; Not investment related; 811 Burr Oaks Dr, Unit 1205, West Des Moines, IA 50266; Passive Investor; Investor; 11/01/2017; 0 hours per month; 0 hours during security hours; no duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-07-23 |
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