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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-03-06 |
| DC | RA | APPROVED | 2007-04-04 |
| MD | RA | APPROVED | 1999-04-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 03/1998 | Present |
| Bank Of America, N.A. | Washington | DC | 05/2018 | Present |
I*36564 For profit or not for profit: Non-Profit Organization Name of outside business organization: waterford condominium Investment related: N Address of business: kensington, Maryland 20895 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 5/1/2010 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: rental property I*71827 For profit or not for profit: Non-Profit Organization Name of outside business organization: Mary House Investment related: N Address of business: Chincoteague Island, Virginia 23336 Nature of business: Other,Rental Property Position, title, association: Owner, Start date of relationship: 6/1/2014 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Vacation rentals I*1515304 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Chincoteague, Virginia, 23336, United States Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 1/1/2023 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-14 |
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