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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-03-06
DC RA APPROVED 2007-04-04
MD RA APPROVED 1999-04-13
  • TX RA
    APPROVED_RES
    Since 2009-03-06
  • DC RA
    APPROVED
    Since 2007-04-04
  • MD RA
    APPROVED
    Since 1999-04-13

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 03/1998 Present
Bank Of America, N.A. Washington DC 05/2018 Present
Other Businesses

I*36564 For profit or not for profit: Non-Profit Organization Name of outside business organization: waterford condominium Investment related: N Address of business: kensington, Maryland 20895 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 5/1/2010 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: rental property I*71827 For profit or not for profit: Non-Profit Organization Name of outside business organization: Mary House Investment related: N Address of business: Chincoteague Island, Virginia 23336 Nature of business: Other,Rental Property Position, title, association: Owner, Start date of relationship: 6/1/2014 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Vacation rentals I*1515304 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Chincoteague, Virginia, 23336, United States Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 1/1/2023 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-03
S63 Uniform Securities Agent State Law Examination 1998-11-14
  • S65 Uniform Investment Adviser Law Examination
    1999-04-03
  • S63 Uniform Securities Agent State Law Examination
    1998-11-14
Other Names
  • Dino Andre Anders

View on SEC IAPD

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