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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2013-05-28
  • IN RA
    APPROVED
    Since 2013-05-28

Branch Locations

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

674 S. College Avenue, Bloomington, IN 47403 • United States

Cfci

674 S. College Avenue, Bloomington, IN 47403 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2004-06-18
  • IN RA
    APPROVED
    Since 2004-06-18

Branch Locations

674 S. College Ave, Bloomington, IN 47403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Comprehensive Financial Consultants Institutional, Inc. Bloomington IN 03/2004 Present
J.W. Cole Financial, Inc Bloomington IL 05/2013 Present
J.W. Cole Advisors, Inc. Tampa FL 05/2013 Present
  • 03/2004 → Present
    Comprehensive Financial Consultants Institutional, Inc.
    Bloomington, IN
  • 05/2013 → Present
    J.W. Cole Financial, Inc
    Bloomington, IL
  • 05/2013 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
  • 2004-02-11 → 2013-05-28
    Bloomington, IN
    Ann Arbor, MI
Other Businesses

(1) COMPREHENSIVE FINANCIAL: I HOLD VARIOUS TRADITIONAL APPOINTMENTS WITH VARIOUS TRADITIONAL COMPANIES. (2) TEACHES CLASSES OR FILLS IN FOR CHURCHES AS PASTOR OR WHEN TEACHERS ARE AWAY. I SPEND ZERO HOUR DURING TRADING HOURS DOING THIS. (3) I ALSO USE FIXED INDEXED ANNUITES AND SELL LIFE INSURANCE CONTRACTS. (4) DOUGLAS HUGHES; AUTHOR; PROMOTING, SPEAKING AND TEACHING ENGAGEMENTS; 4 HRS/MONTH (5) Adjunct Faculty - TEACHING/LECTURER; INVESTMENT RELATED; 674 S. COLLEGE AVE BLOOMINGTON, IN; TEACHING RETIREMENT AND OTHER FINANCIAL WELLNESS CLASSES E. SOLE PROPRIETOR; 7/12/18 (ADJUNCT AS OF 10/17/2019); 12 HRS PER MONTH, 6 DURING TRADING HOURS; PREPARE AND DELIVER MATERIAL AND FOLLOW UP WITH ATTENDEES WHO HAVE QUESTIONS. (6) Doug Hughes Volunteer speaker; non investment related; Speaking at church or church events when asked; 8276 S. Macy ct, Bloomington, IN 47401; start date 1/1/1997; 1 hour per month during trading. (7) Beck Financial Strategies; Investment Advisory Firm; ?5825 N. Post Rd, Indianapolis, IN 46216; Investment related; Partner/Owner; Start Date:  7/18/1995; 10-15 hours/month during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-05
S63 Uniform Securities Agent State Law Examination 2001-01-26
  • S65 Uniform Investment Adviser Law Examination
    2004-01-05
  • S63 Uniform Securities Agent State Law Examination
    2001-01-26
Other Names
  • Douglas B Hughes

View on SEC IAPD

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