Brian Craig Elliott

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2006-04-28

CT RA
APPROVED

Since 2006-04-28

Branch Locations

279 New Britain Road Suite #4, Berlin, CT 06037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	04/2006	Present
Capital Concepts, Llc	Berlin	CT	04/2006	Present

04/2006 → Present

Commonwealth Financial Network

Waltham, MA
04/2006 → Present

Capital Concepts, Llc

Berlin, CT

Previous Registrations

2003-03-04 → 2006-05-05

Cetera Investment Services Llc

Plainville, CT
2001-02-28 → 2003-03-06

National Planning Corporation

Plainville, CT

Other Businesses

1.FIXED INSURANCE SALES; NON-INVESTMENT RELATED. 2. NOTARY PUBLIC; NOT INVESTMENT RELATED 3. CAPITAL CONCEPTS, LLC, OWNER OF ENTITY CREATED FOR OWNING AND OPERATING SECURITIES BUSINESS, AT BRANCH OFFICE, INVESTMENT RELATED

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-02-13

S66 Uniform Combined State Law Examination

1997-02-13

View on SEC IAPD

Current Employers

Commonwealth Financial Network

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews