Donna Sturgeon Sterwerf

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 10/2017
  Oxford Financial Group, Ltd
  Cincinnati, OH
• 10/2017 → 04/2025
  Constellation Wealth Advisors, Llc
  Cincinnati, OH
• 04/2025 → Present
  Mai Capital Management, Llc
  Cleveland, OH

Previous Registrations

• 2020-03-24 → 2025-04-25
  Constellation Wealth Advisors
  Cincinnati, OH
• 2017-10-26 → 2020-05-28
  Constellation Wealth Advisors, Llc
  Cincinnati, OH
• 2015-02-19 → 2017-08-15
  Oxford Financial Group, Ltd
  Cincinnati, OH
  Carmel, IN
• 2003-03-07 → 2015-02-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
• 2003-01-14 → 2003-02-26
  Ubs Financial Services Inc.
  Cincinnati, OH

Exams

• S66 Uniform Combined State Law Examination
  2002-12-27

Designations

• Certified Financial Planner

Other Names

• Donna Jean Sturgeon
• Donna S Sterwerf
• Donna Sterwerf