Richard Luke Miller

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → 01/2024
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 10/2005 → 01/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/1987 → 01/2024
  Richard L. Miller Income Tax Services
  Greensburg, PA
• 01/2024 → Present
  Lpl Financial Llc
  Greensburg, PA

Previous Registrations

• 2005-10-24 → 2024-01-09
  Cetera Investment Advisers Llc
  Greensburg, PA
• 2004-01-07 → 2005-10-24
  C.J.M. Asset Management, Llc
  Pompton Lakes, NJ
• 2002-08-22 → 2004-01-12
  Equitable Advisors, Llc
  Greensburg, PA

Other Businesses

1)12/22/2023 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2024 - 160 Hr/Mth 2)12/22/2023 - Richard L Miller - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/2024 3)12/22/2023 - Notary - State of PA - Inv Rel - Start: 12/2023 4)12/22/2023 - Richard L Miller Income Tax Services - Tax Prep/Accounting - Owner - Inv Rel - At Reported Business Location(s) - Start: 01/1987 5)12/22/2023 - Richard L Miller Enterprises - Business Owner - Non-Inv Rel - At Reported Business Location(s) - Start: 06/2006

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-25
• S63 Uniform Securities Agent State Law Examination
  1996-12-26

Designations

• Certified Financial Planner

Other Names

• Richard Miller