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Elaine Del C Flores

Ubs Financial Services Inc.

San Juan, PR

San Juan, PR

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2022-02-11
  • PR RA
    APPROVED
    Since 2022-02-11

Branch Locations

250 Munoz Rivera Avenue, San Juan, PR 00918 • United States

San Juan, PR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Inc. San Juan PR 10/1996 Present
Painewebber Incorporated San Juan PR 10/1996 Present
Painewebber Incorporated Of Puerto Rico San Juan PR 10/1996 Present
Ubs Trust Company Of Pr San Juan PR 12/2010 Present
  • 10/1996 → Present
    Painewebber Inc.
    San Juan, PR
  • 10/1996 → Present
    Painewebber Incorporated
    San Juan, PR
  • 10/1996 → Present
    Painewebber Incorporated Of Puerto Rico
    San Juan, PR
  • 12/2010 → Present
    Ubs Trust Company Of Pr
    San Juan, PR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-11
S65 Uniform Investment Adviser Law Examination 1999-08-12
  • S66 Uniform Combined State Law Examination
    2022-02-11
  • S65 Uniform Investment Adviser Law Examination
    1999-08-12
Other Names
  • Elaine Flores
  • Elaine Flores Malpica

View on SEC IAPD

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Other Investors

CARLOS JUAN MIRANDA
RAFAEL R QUINTERO
Osvaldo Cruz Cintron
JUAN ANTONIO BRUNO
Paola Teresa Gautier-Ortiz
EMMANUEL LOUBRIEL
HECTOR JAVIER JIRAU
LOURDES M CORUJO-RAMSEY

Other Offices

KOVACK ADVISORS, INC. · San Juan, PR
CEFI CAPITAL, LLC · SAN JUAN, PR
OWLCREST PARTNERS LLC · SAN JUAN, PR
OSAIC WEALTH, INC. · SAN JUAN, PR
NPA ASSET MANAGEMENT, LLC · SAN JUAN, PR
TRANSAMERICA FINANCIAL ADVISORS, LLC · SAN JUAN, PR
NEGRON-RAMOS LLC · SAN JUAN, PR
PR FIVE WEALTH MANAGEMENT LLC · SAN JUAN, PR

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