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Valerie L. Mosher

J.P. Morgan Securities LLC

Schenectady, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-23
  • TX RA
    APPROVED
    Since 2022-06-23

Branch Locations

1875 Altamont Ave, Schenectady, NY 12303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Clinton NY 09/2014 09/2016
Champion Financial Services Clinton NY 05/2014 01/2017
Allstate Financial Pantego TX 01/2017 04/2020
Mary Kay Cedar Hill TX 06/2011 05/2019
American United Life Fort Worth TX 04/2019 01/2020
Integrity Financial Group / One America Fort Worth TX 04/2019 01/2020
Fisher Investments Plano TX 05/2021 12/2021
Aaa Life Arlington TX 02/2020 04/2021
Jp Morgan Securities Llc Schenectady NY 01/2022 Present
Jp Morgan Chase Bank, N.A. Schenectady NY 01/2022 Present
Transform Holdco Llc Fort Worth TX 02/2020 07/2020
  • 09/2014 → 09/2016
    Cadaret, Grant & Co., Inc.
    Clinton, NY
  • 05/2014 → 01/2017
    Champion Financial Services
    Clinton, NY
  • 01/2017 → 04/2020
    Allstate Financial
    Pantego, TX
  • 06/2011 → 05/2019
    Mary Kay
    Cedar Hill, TX
  • 04/2019 → 01/2020
    American United Life
    Fort Worth, TX
  • 04/2019 → 01/2020
    Integrity Financial Group / One America
    Fort Worth, TX
  • 05/2021 → 12/2021
    Fisher Investments
    Plano, TX
  • 02/2020 → 04/2021
    Aaa Life
    Arlington, TX
  • 01/2022 → Present
    Jp Morgan Securities Llc
    Schenectady, NY
  • 01/2022 → Present
    Jp Morgan Chase Bank, N.A.
    Schenectady, NY
  • 02/2020 → 07/2020
    Transform Holdco Llc
    Fort Worth, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-27
S63 Uniform Securities Agent State Law Examination 2006-03-02
  • S65 Uniform Investment Adviser Law Examination
    2021-07-27
  • S63 Uniform Securities Agent State Law Examination
    2006-03-02
Other Names
  • Valerie L Mosher
  • Valerie M Gross
  • Valerie Mosher Gross
  • Valerie Mosher
  • Valerie L Mosher
  • Valerie L Champion
  • Valerie Louann Mosher

View on SEC IAPD

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Other Offices

DEL-SETTE CAPITAL MANAGEMENT, LLC · SCHENECTADY, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Schenectady, NY
ROBERT L. KRISTEL, C.P.A., P.C. · SCHENECTADY, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Schenectady, NY
NIGHTGALE WEALTH MANAGEMENT LLC · SCHENECTADY, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SCHENECTADY, NY
LPL FINANCIAL LLC · SCHENECTADY, NY
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