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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-09-26
TX RA APPROVED_RES 2016-09-23
  • NJ RA
    APPROVED
    Since 2016-09-26
  • TX RA
    APPROVED_RES
    Since 2016-09-23

Branch Locations

328 Newman Springs Road Suite 380, Red Bank, NJ 07701-5687 • United States

Marlboro, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Red Banks NJ 09/2016 Present
City National Bank Red Banks NJ 01/2017 Present
Stifel, Nicolaus & Company, Incorporated Fort Lee NJ 07/2007 09/2016
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-21
S63 Uniform Securities Agent State Law Examination 1997-01-06
  • S66 Uniform Combined State Law Examination
    2006-09-21
  • S63 Uniform Securities Agent State Law Examination
    1997-01-06

View on SEC IAPD

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