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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-02-09 |
| GA | RA | APPROVED | 2016-04-28 |
Branch Locations
Enterprise Mill 1450 Greene Street, Suite 501, Augusta, GA 30901 • United States
Augusta, GA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Augusta | GA | 04/2016 | Present |
| City National Bank | Augusta | GA | 07/2018 | Present |
(1) EPISCOPAL DAY SCHOOL; ADDRESS: 2248 WALTON WY AUGUSTA GA 30904; BUSINESS DESCRIPTION: ACADEMIC INSTITUTION; NOT INVESTMENT RELATED; START DATE: 06/30/2015; CAPACITY: OFFICER, DIRECTOR, BOARD OF DIRECTORS; DUTIES: CHAIRMAN - BOARD OF TRUSTEES; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: .25 (2) TREES FOR AUGUSTA; ADDRESS: AUGUSTA GA; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 10/01/2016; CAPACITY: OFFICER, BOARD OF DIRECTORS; DUTIES: CHAIRMAN - BOARD OF DIRECTORS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: .25 3) NAME OF ENTITY: The Salvation Army of Augusta ADDRESS: 1833 Broad St, Augusta, GA 30904 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 12.05.24 CAPACITY: Committee/Council Member DUTIES: co-chair of steering committee regarding building new homeless shelter HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-03 |
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