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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-06-10 |
| TX | RA | APPROVED_RES | 2019-05-31 |
Branch Locations
3430 East Sunrise Drive Suite 250, Tucson, AZ 85718-3237 • United States
Tucson, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fox & Partee | Kansas City | MO | 06/1991 | Present |
| Ubs Financial Services Inc. Tuscon | Tuscon | AZ | 09/2007 | 05/2019 |
| Rbc Capital Markets, Llc. | Tucson | AZ | 05/2019 | Present |
| City National Bank | Tucson | AZ | 09/2019 | Present |
I AM A CONSULTANT OF FOX AND PARTEE & NIGRO LAW FIRM. THIS IS IN KANSAS CITY, MO. THIS IS NOT INVESTMENT RELATED.I AM A RETIRED PARTNER OF THIS FIRM. I STARTED THIS IN 1990 AND HAVE NO PROJECTED END DATE. I DO NOT DEVOTE ANY TIME TO THIS OTHER THAN IF THERE IS A TRIAL OR DESPOSITIONS. I HAVE NO DUTIES FOR THIS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-04 |
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