Louis Joseph Gallipoli

Current Employers

Employment History

• 01/1980 → Present
  Self Employed Accountant
  Bayville, NJ
• 12/1996 → 09/2025
  Avantax Investment Services, Inc.
  Toms River, NJ
• 07/1997 → 09/2025
  Avantax Advisory Services
  Toms River, NJ
• 01/2001 → Present
  Gallipoli & Gallipoli, P.C.
  Toms River, NJ
• 01/2000 → 09/2025
  Avantax Insurance Agency, Llc
  Toms River, NJ
• 01/2021 → Present
  Gallipoli Wealth Management Llc
  Englewood, FL
• 08/2025 → Present
  Cetera Investment Advisers, Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Toms River, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Toms River, NJ

Previous Registrations

• 2002-06-06 → 2025-09-05
  Avantax Advisory Services
  Bayville, NJ
  Englewood, FL
  Tom River, NJ

Other Businesses

1. Louis J Gallipoli 109 Cedar Row Toms River NJ 08753 Independent Insurance Agent Owner/Sole Proprietor 1/1/2000~5hrs~5hrs~Sales of Insurance 2. Cavalier Logistics Management 11 Allen Street~Toms River NJ 08753 Other Chief Financial Officer~2/27/2003~25hrs~25hrs~management consulting complete company name--Cavalier Logistics Management II I 3. GALLIPOLI WEALTH MANAGEMENT LLC POSITION: Single Member NATURE: The activities are the activates I perform as an Advantax representative. Fees paid to me by Advantax are direct deposited in my personal money market account per rules & regulations. I then move these fees to Gallipoli Wealth Management LLC. This transaction is strictly for tax and domicile purposes. Instead of reporting my Advantax income and expenses on a Schedule C sole proprietorship on my 1040, I am reporting them as a single member LLC on my 1040. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 25 START DATE: 01/15/2021 ADDRESS: 5192 THE POINTE, Englewood FL 34223, DESCRIPTION: The activities are the activates I perform as an Advantax representative. Fees paid to me by Advantax are direct deposited in my personal money market account per rules & regulations. I then move these fees to Gallipoli Wealth Management LLC. This transaction is strictly for tax and domicile purposes. Instead of reporting my Advantax income and expenses on a Schedule C sole proprietorship on my 1040, I am reporting them as a single member LLC on my 1040. 4. GALLIPOLI CONSULTING LLC POSITION: Single Member NATURE: Tax Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 01/15/2021 ADDRESS: 5192 The Pointe, Englewood FL 34223, DESCRIPTION: I will be preparing tax returns for Gallipoli & Gallipoli PC Inc. 5. CAV HOLDINGS LLC POSITION: MEMBER NATURE: HOLDING COMPANY FOR PROCEEDS FROM SALE OF BUSINESS INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2023 ADDRESS: 5192 The Pointe, ENGLEWOOD FL 34223, United States DESCRIPTION: THE MEMBER WILL IMMEDIATELY DISTRIBUTE PROCEEDS, UPON RECEIPT OF FUNDS, TO ITS DESIGNATED PARTIES 6. GALLIPOLI FAMILY LLC POSITION: GRANTOR NATURE: FAMILY LLC USED TO CREATE IRREVOABLE TRUSTS FOR FAMILY MEMBERS IN THE FUTURE INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/02/2023 ADDRESS: 5192 The Pointe, Englewood FL 34223, United States DESCRIPTION: TO ALLOACTE THE PROCEEDS TO ITS DESIGNATED BENEFICIARIES 7. Louis J Gallipoli; Owner/Sole Proprietor; Independent Insurance Agent; IR; 5; 01/01/2000; 109 Cedar Row Toms River NJ 08753; Sales of Insurance 8. NAME OF OTHER BUSINESS: THE DORA GALLIPOLI FOUNDATION, INC ; INVESTMENT RELATED: NO ADDRESS: 5192 THE POINT, ENGLEWOOD, FL 34223 ; NATURE OF BUSINESS: NON-PROFIT FOUNDATION ; START DATE: 10/14/2025 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT : APX NUMBER OF HOURS PER WEEK : 1 ; APX NUMBER OF HOURS DURING TRADING HOURS:1 ; BRIEF DESCRIPTION OF DUTIES: ESTBLISHED TO MAKE DISTRIBUTIONS TO CHARITIES ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-08
• S63 Uniform Securities Agent State Law Examination
  1997-03-10