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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-06-10 |
| TX | RA | APPROVED_RES | 2022-06-09 |
Branch Locations
1235 Westlakes Drive Suite 225, Berwyn (Valley Forge), PA 19312 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Berwyn | PA | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Berwyn | PA | 11/2016 | 06/2022 |
| Janney Montgomery Scott Llc | Valley Forge | PA | 06/2022 | Present |
Senkai Strength LLC, Gainesville, FL. Owner (05/2023) - Fitness Gym. Day to day operation managed by son and gym consultant. Not investment related, devotes 2 hours/month, income compensated.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-31 |
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