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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-12-19 |
| WA | RA | APPROVED | 2025-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bellevue | WA | 01/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Bellevue | WA | 03/2020 | Present |
Business Ownership; Arcadia Reports, LLC; Owner; Writing financial plans for Ameriprise advisors; 23169 SE 58th St, , Issaquah, WA, 98029; Not Investment-Related; 09/01/2011; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-15 |
| S65 | Uniform Investment Adviser Law Examination | 1997-01-15 |
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