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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-07 |
| MI | RA | APPROVED | 2010-03-18 |
Branch Locations
201 West Big Beaver Road Suite 380, Troy, MI 48084 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
APPROVED TO CONDUCT OTHER INSURANCE ACTIVITY WITH COMPANIES OUTSIDE OF Equitable NETWORK. SALVATION ARMY, SEP 2000, CHURCH BOARD MEMBER, PROVIDE ADVICE/INPUT IN RELATION TO CHURCH BUSINESS MATTERS, 3 HRS PER MONTH, 0 COMP. SALVATION ARMY ECHO GROVE CAMP, SEP 2011, BOARD MEMBER AT LARGE, ASSIST IN PUBLICIZING CAMP MISSION AND OPPORTUNITIES FOR THE COMMUNITIES,PROVIDE ADVICE/INSIGHT INTO BUSINESS RELATED CONCERNS. 1 HOUR PER MONTH, 0 COMP. WILLIAM ROBERTS & ASSOCIATES, OWNER/BANK DEPOSITOR, ACCOUNT USED FOR STAFF PAYROLL, 5/2022, ONE HOUR PER MONTH, 0 COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-12 |
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