Andrew A Arno

Current Employers

Employment History

• 03/2004 → 08/2017
  Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.)
  Philadelphia, PA
• 10/2015 → 08/2017
  Private Advisor Group, Llc
  Morristown, NJ
• 08/2017 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-10-08 → 2017-10-17
  Private Advisor Group, Llc
  Philadelphia, PA
  Morristown, NJ
• 2015-11-02 → 2017-08-31
  Lpl Financial Llc
  Philadelphia, PA
  Yardley, PA
  Philadelphia, PA
• 2002-07-30 → 2004-03-01
  Ws Griffith Securities, Inc.
  Mt Laurel, NJ

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2017; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: WEALTH MANAGEMENT ASSOCIATES, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: PROFESSIONAL PLANNING ASSOCIATES, INC. INVESTMENT RELATED: YES; ADDRESS: 400 MARKET STREET SUITE 360, PHILADELPHIA, PA 19106; NATURE OF BUSINESS: INSURANCE AND FINANCIAL SERVICES; START DATE: 11/2018; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR / INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: INSURANCE AND FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-12-31

Other Names

• Andy Arno