Steve Blake Allender

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 11/2012 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2002-11-04 → 2012-11-14
  Woodbury Financial Services, Inc.
  Greenwood Village, CO
  Greenwood Village, CO
  Greenwood Village, CO
• 2000-06-09 → 2002-11-06
  Osaic Fa, Inc.
  Denver, CO

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. 11/12/12. 2) ASPEN CREEK INVESTMENTS, LLC, 5600 S. Quebec St., Suite 141-B, Greenwood Village CO 80111, United States, 02/24/2025, Owner, Owner/Partner of a Business Entity, INV REL, 160 HR/MO - 130 HR/MO TRADING 3) BUENA VISTA CHAMBER OF COMMERCE, 111 E. Main St., Buena Vista CO 81211, 03/2025, member of the Chamber, Volunteer, NIR, 5 HR/MO, 3 HR/MO TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-01-21
• S65 Uniform Investment Adviser Law Examination
  1999-12-17