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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-08
NC RA APPROVED 2010-05-25
  • TX RA
    APPROVED
    Since 2025-01-08
  • NC RA
    APPROVED
    Since 2010-05-25

Branch Locations

695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Winston Salem NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Winston Salem NC 11/2016 Present
Other Businesses

RENTAL PROPERTY; INV RELATED; WHITEVILLE, NC; BILLBOARD ADVERTISING; 100% OWNERSHIP WITH SPOUSE; START 5/20/2016; 0 HOURS PER MONTH, 0 DURING TRADING; NO DUTIES.; RODAN AND FIELDS, NOT INV RELATED, SAN FRANCISCO, CA, INDEPENDENT CONSULTANT, START 6/1/2019, 4 HOURS PER MONTH, ZERO DURING TRADING, SKINCARE PRODUCT DIRECT SALES.; RENTAL PROPERTY, INVT RELATED, WINSTON SALEM, NC, 100% OWNERSHIP WITH SPOUSE, START DATE 4/1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, WINSTON SALEM, NC, 100% OWNERSHIP WITH SPOUSE, START DATE 4/1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-24
S63 Uniform Securities Agent State Law Examination 2001-04-03
  • S66 Uniform Combined State Law Examination
    2010-05-24
  • S63 Uniform Securities Agent State Law Examination
    2001-04-03
Other Names
  • Carolyn Lynn Bowers
  • Carolyn Bowers Brinkley

View on SEC IAPD

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