Cynthia Anne Lowenstein

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2022-07-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Retirement Solution Inc.	Redmond	WA	01/2021	07/2021
Unemployed	Snohomish	WA	06/2020	12/2020
Jpmorgan Chase Bank, N.A.	Arlington	WA	08/2021	06/2022
J.P. Morgan Securities Llc	Arlington	WA	08/2021	06/2022
Morgan Stanley	Kirkland	WA	07/2008	05/2020
Wells Fargo Clearing Services, Llc	Edmonds	WA	06/2022	Present
Wells Fargo Bank, Na	Edmonds	WA	06/2022	Present

2021-09-21 → 2022-06-05

J.P. Morgan Securities Llc

Arlington, WA
2021-01-27 → 2021-08-10

The Retirement Solution Llc

Redmond, WA
2009-06-01 → 2020-06-26

Morgan Stanley

Santa Monica, CA

Beverly Hills, CA

Kirkland, WA
2008-07-11 → 2009-06-01

Morgan Stanley & Co. Llc

Santa Monica, CA
2008-02-04 → 2008-07-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Beverly Hills, CA
2007-04-02 → 2008-02-07

Morgan Stanley & Co. Llc

Beverly Hills, CA
2006-05-22 → 2007-04-02

Morgan Stanley Dw Inc.

Beverly Hills, CA
2003-07-01 → 2006-05-01

Wells Fargo Clearing Services, Llc

Los Angeles, CA
1999-05-10 → 2003-07-01

Prudential Equity Group, Llc

Los Angeles, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-07-25
S63	Uniform Securities Agent State Law Examination	1997-01-14

Other Firms