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Gary Allen Phillips

J.P. Morgan Securities LLC

Chandler, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-12-07
CA RA APPROVED 2020-11-23
TX RA APPROVED_RES 2020-11-23
  • AZ RA
    APPROVED
    Since 2020-12-07
  • CA RA
    APPROVED
    Since 2020-11-23
  • TX RA
    APPROVED_RES
    Since 2020-11-23

Branch Locations

1025 W. Queen Creek Rd., Chandler, AZ 85248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 04/2014 10/2020
Bank Of America, N.A. Sacramento CA 04/2014 10/2020
J.P. Morgan Securities Llc Sun Lakes AZ 11/2020 Present
J.P. Morgan Chase Bank, N.A. Sun Lakes AZ 11/2020 Present
Previous Registrations
  • 2014-04-10 → 2020-10-28
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sacramento, CA
    San Jose, CA
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
    Granite Bay, CA
    Roseville, CA
    Roseville, CA
    Roseville, CA
    Citrus Heights, CA
    Roseville, CA
    Roseville, CA
    Loomis, CA
  • 2008-10-22 → 2013-07-03
    Strategic Advisers Llc
    Merrimack, NH
    Merrimack, NH
  • 2004-02-04 → 2006-02-17
    Cuna Brokerage Services, Inc.
    Danvers, MA
    Danvers, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-30
S63 Uniform Securities Agent State Law Examination 1997-01-13
  • S66 Uniform Combined State Law Examination
    2004-01-30
  • S63 Uniform Securities Agent State Law Examination
    1997-01-13
Designations
Other Names
  • Gary A Jr Phillips
  • Gary Allen Phillips

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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