Jon Brian Pitcock

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2014-05-28

OH RA
APPROVED

Since 2014-05-28

Branch Locations

3611 Socialville-Fosters Road, Deerfield Township, OH 45040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Spc	Ann Arbor	MI	06/2004	Present
Parkland Securities	Ann Arbor	MI	08/2014	Present

06/2004 → Present

Spc

Ann Arbor, MI
08/2014 → Present

Parkland Securities

Ann Arbor, MI

Other Businesses

EQUITY FINANCIAL SERVICES INSURANCE AGENCY: SALE OF LIFE AND FIXED VARIABLE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES. MIDLAND NATIONAL LIFE; REGIONAL SALES DIRECTOR.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-03-31

S63 Uniform Securities Agent State Law Examination

1997-03-31

Designations

Chartered Financial Consultant

View on SEC IAPD

Employer firm

Current Employers

Spc

Disclosures

Employment History

Other Businesses

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