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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

One Blue Hill Plz Fl 14, Pearl River, NY 10965 • United States

Pleasantville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial North Haven NY 09/1996 06/2019
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Pearl River NY 03/2021 Present
  • 09/1996 → 06/2019
    Foresters Financial
    North Haven, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 03/2021 → Present
    Pearl River, NY
Other Businesses

1. TRUSTEE FOR PARENTS TRUST

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-02-21
  • S63 Uniform Securities Agent State Law Examination
    1997-02-21
Other Names
  • Gregory Michael Sinno
  • Gregory Michael Sinno

View on SEC IAPD

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