Glenn David Fasani

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1999 → 05/2019
  Axa Advisors, Llc
  New York, NY
• 05/2019 → 03/2020
  Ameriprise Financial Services, Inc.
  Oldsmar, FL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Tampa, FL

Previous Registrations

• 1997-01-17 → 2019-05-21
  Equitable Advisors, Llc
  Tampa, FL
  Tampa, FL
  Tampa, FL
  Tampa, FL

Other Businesses

Business Ownership; Just Tree Inc; Because all my income from Ameriprise in recorded as 1099 income, my CPA strongly recommended that I establish a pass-through corporate entity and pay myself a W2 salary to help me tax burden associated with self-employment taxes.; Consulting; 3630 W. Kennedy Blvd , Suite 201, Tampa, FL, 33609; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; The Tampa Bay Bowl Association DBA ReliaQuest Bowl; Board Member- Executive committee; 4211 W. Boy Scout Blvd. Suite 560, , Tampa, FL, 33607; Not Investment-Related; 05/10/2019; 1 to 9 hours per month; 0 during trading hours / Gulf Coast Legacy Planning Council; Director of Community Relations; 3630 W. Kennedy Blvd , Suite 202, Tampa, FL, 33609; Not Investment-Related; 12/02/2019; 1 to 9 hours per month; 10 to 19 during trading hours. Other Business Activities; Financial Beginnings; Financial Beginnings is a national 501(c)(3) nonprofit that provides accessible and unbiased financial education to youth and adults. The generosity of community members, volunteers, businesses, and foundations enable Financial Beginnings to provide these programs at no cost to participants.; 6443 SW Beaverton Hillsdale Hwy, , Portland, OR, 97221; Not Investment-Related; 06/08/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-09-20
• S65 Uniform Investment Adviser Law Examination
  1999-07-02

Other Names

• Glenn D Fasani