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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-08
  • FL RA
    APPROVED
    Since 2026-06-08

Branch Locations

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

311 Park Place Boulevard Suite 150, Clearwater, FL 33759 • United States

Flaharty Asset Management, Llc

311 Park Place Blvd. Suite 150, Clearwater, FL 33759 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-08
  • FL RA
    APPROVED
    Since 2026-01-08

Branch Locations

311 Park Place Blvd. Suite 150, Clearwater, FL 33759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc St. Louis MO 05/2009 11/2016
Modern Wealth Management, Llc Clearwater FL 05/2026 Present
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 06/2022
Morgan Stanley Tampa FL 06/2022 05/2025
Lpl Financial, Llc Clearwater FL 11/2025 05/2026
Flaharty Asset Management Llc Clearwater FL 11/2025 Present
Unemployed Tampa FL 06/2025 10/2025
Mutual Securities, Inc. Camarillo CA 06/2026 Present
Previous Registrations
  • 2022-08-08 → 2025-06-10
    Temple Terrace, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
  • 2014-04-15 → 2022-06-08
    St. Louis, MO
  • 2009-05-08 → 2014-04-08
    St. Louis, MO
    Laguna Hills, CA
    Irvine, CA
    Honolulu, HI
    Newport Beach, CA
    Santa Ana, CA
    Roseville, CA
    Lompoc, CA
    Atwater, CA
    Roseville, CA
    Encino, CA
    San Diego, CA
    Honolulu, HI
    Santa Barbara, CA
    Summit, NJ
    Cranbury, NJ
    Westlake Village, CA
    Woodland Hills, CA
    Pasadena, CA
    San Mateo, CA
    Basking Ridge, NJ
    Pasadena, CA
    Moraga, CA
  • 2008-03-12 → 2009-03-11
    Banc Of America Investment Services, Inc.
    St Louis, MO
    Boston, MA
    St. Louis, MO
Other Businesses

1. Modern Wealth Management, Start Date: 06/01/2026, 311 Park Place Blvd., Ste. 150, Clearwater, FL 33759, LLC, Investment Advisory Services, Director of Compliance, Ensure policies and procedures required by Modern Wealth Management and regulators are followed, Provide guidance and advice on compliance related issues, Investment Related, 160 Hours per month, 8 Hours per day during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-07
S63 Uniform Securities Agent State Law Examination 1997-07-29
  • S66 Uniform Combined State Law Examination
    2008-03-07
  • S63 Uniform Securities Agent State Law Examination
    1997-07-29
Other Names
  • Kamella Lynn Johnson
  • Kam Davis

View on SEC IAPD

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