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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-08 |
Branch Locations
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
311 Park Place Boulevard Suite 150, Clearwater, FL 33759 • United States
311 Park Place Blvd. Suite 150, Clearwater, FL 33759 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-08 |
Branch Locations
311 Park Place Blvd. Suite 150, Clearwater, FL 33759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | St. Louis | MO | 05/2009 | 11/2016 |
| Modern Wealth Management, Llc | Clearwater | FL | 05/2026 | Present |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 11/2016 | 06/2022 |
| Morgan Stanley | Tampa | FL | 06/2022 | 05/2025 |
| Lpl Financial, Llc | Clearwater | FL | 11/2025 | 05/2026 |
| Flaharty Asset Management Llc | Clearwater | FL | 11/2025 | Present |
| Unemployed | Tampa | FL | 06/2025 | 10/2025 |
| Mutual Securities, Inc. | Camarillo | CA | 06/2026 | Present |
1. Modern Wealth Management, Start Date: 06/01/2026, 311 Park Place Blvd., Ste. 150, Clearwater, FL 33759, LLC, Investment Advisory Services, Director of Compliance, Ensure policies and procedures required by Modern Wealth Management and regulators are followed, Provide guidance and advice on compliance related issues, Investment Related, 160 Hours per month, 8 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-29 |
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