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Assetmark, Inc. CRD 109018
$91.8B regulatory AUM 220,268 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-03-25 |
Branch Locations
3200 N. Central Avenue 7Th Floor, Phoenix, AZ 85012-2426 • United States
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Assetmark Brokerage, Llc | Phoenix | AZ | 08/2014 | 04/2022 |
| Assetmark Financial, Inc. | Phoenix | AZ | 08/2014 | 04/2022 |
| Southwest Construction Services | Phoenix | AZ | 08/2022 | 12/2023 |
| Not Employed | Phoenix | AZ | 04/2022 | 08/2022 |
| Assetmark Financial Holdings, Inc | Phoenix | AZ | 01/2024 | Present |
| Assetmark Brokerage, Llc | Phoenix | AZ | 03/2024 | Present |
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 01/2024 - 160 HRS / MONTHLY - ADVISOR SERVICES SERVICE SPECIALIST OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-22 |
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