Richard James Marooney

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Minnetonka, MN
• 03/2017 → 09/2017
  Mml Investors Services, Llc
  Minnetonka, MN
• 03/2018 → 11/2024
  Pruco Securities, Llc.
  Wakefield, MA
• 03/2018 → Present
  Prudential Insurance Company Of America
  Wakefield, MA
• 09/2017 → 03/2018
  Unemployed
  Chaska, MN
• 11/2024 → Present
  Lpl Enterprise, Llc
  Dover, NH

Previous Registrations

• 2018-08-22 → 2024-11-14
  Pruco Securities, Llc.
  St. Louis Park, MN
  Needham, MA
  Wakefield, MA
  Needham, MA
  Marlborough, MA
  Dover, NH
• 2017-03-25 → 2017-09-19
  Mml Investors Services, Llc
  Plymouth, MN
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Minnetonka, MN
  Minnetonka, MN
• 2002-06-21 → 2015-01-02
  New England Securities
  Montchanin, DE
  Newtown Square, PA
  Minneapolis, MN
  Newtown Square, PA
  Bloominton, MN

Other Businesses

1) 03/13/2025- Principal- Property and Casualty- I do not do any PC business. I am licensed as a Principal in the firm for oversight.- inv. related- at Wakefield, MA- start date 03/03/2019- 0hrs/mnth-0hrs during trading 2) 03/17/2025- The Ridge Club- Other- I am the Golf Committee chair. I guide a volunteer group of members in providing fee back to the Head Pro and General Manager at The Ridge Club in Sandwich, MA- not inv. related- at Sandwich, MA - start date 03/05/2025- 1hr/mnth-0hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2018-07-12
• S63 Uniform Securities Agent State Law Examination
  1997-01-09

Other Names

• Richard J Marooney