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Thomas Henry Richardson

Cerity Partners LLC

Fort Worth, TX

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-02
  • TX RA
    APPROVED
    Since 2019-04-02

Branch Locations

3526 West Vickery Blvd, Fort Worth, TX 76107 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richardson & Associates, Cpas Ft. Worth TX 03/1997 10/2017
1St Global Capital Corp. Fort Worth TX 05/1997 10/2017
1St Global Advisors, Inc. Fort Worth TX 06/1997 10/2017
1St Global Insurance Services Fort Worth TX 09/2000 10/2017
Karsten Advisors Fort Worth TX 11/2017 03/2019
Triad Advisors Norcross GA 11/2017 04/2018
Bd4Ria, Inc. Fort Worth TX 04/2018 12/2022
Cerity Partners Llc Fort Worth TX 04/2019 Present
Arkadios Capital Atlanta GA 12/2022 12/2023
  • 03/1997 → 10/2017
    Richardson & Associates, Cpas
    Ft. Worth, TX
  • 05/1997 → 10/2017
    1St Global Capital Corp.
    Fort Worth, TX
  • 06/1997 → 10/2017
    1St Global Advisors, Inc.
    Fort Worth, TX
  • 09/2000 → 10/2017
    1St Global Insurance Services
    Fort Worth, TX
  • 11/2017 → 03/2019
    Karsten Advisors
    Fort Worth, TX
  • 11/2017 → 04/2018
    Triad Advisors
    Norcross, GA
  • 04/2018 → 12/2022
    Bd4Ria, Inc.
    Fort Worth, TX
  • 04/2019 → Present
    Cerity Partners Llc
    Fort Worth, TX
  • 12/2022 → 12/2023
    Arkadios Capital
    Atlanta, GA
Previous Registrations
  • 2017-11-02 → 2019-04-01
    Karsten Advisors
    Fort Worth, TX
  • 1997-06-27 → 2017-11-01
    1St Global Advisors Inc
    Fort Worth, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-03
  • S63 Uniform Securities Agent State Law Examination
    1997-01-03
Other Names
  • Tom Richardson
  • Thomas Richardson
  • Thomas Henry Richardson
  • Thomas Henry Richardson

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX
M2G VENTURES LLC · FORT WORTH, TX
ACHELION CAPITAL MANAGEMENT, LLC · FORT WORTH, TX
J.P. MORGAN SECURITIES LLC · FT. WORTH, TX
GOOD LIFE PRIVATE WEALTH, LLC · FORT WORTH, TX
SELADOR CAPITAL MANAGEMENT, LP · FT. WORTH, TX
INDEPENDENCE SQUARE HOLDINGS, LLC · Fort Worth, TX
EAGLE STRATEGIES LLC · FORT WORTH, TX

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