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Kellye Lee Phillips

Raymond James & Associates, Inc.

Chattanooga, TN

Chattanooga, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-02-13
  • TN RA
    APPROVED
    Since 2013-02-13

Branch Locations

537 Market Street, Ste. 105 1St & 3Rd Floors, Chattanooga, TN 37402 • United States

Chattanooga, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Chattanooga TN 02/2013 Present
Previous Registrations
  • 2007-02-13 → 2013-02-13
    Morgan Keegan & Company, Llc
    Memphis, TN
    Chattanooga, TN
    Chattanooga, TN
  • 2005-01-24 → 2007-02-13
    Amsouth Investment Management Company Llc
    Chattanooga, TN
  • 2004-01-12 → 2004-06-04
    First Horizon Advisors, Inc.
    Chattanooga, TN
  • 2003-07-10 → 2003-12-18
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-02-07 → 2003-07-24
    Amsouth Investment Services, Inc.
    Chattanooga, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-17
S63 Uniform Securities Agent State Law Examination 1997-01-10
  • S66 Uniform Combined State Law Examination
    2001-04-17
  • S63 Uniform Securities Agent State Law Examination
    1997-01-10
Other Names
  • Kellye Lee
  • Kellye Phillips
  • Kellye Suzanne Lee
  • Kellye Suzanne Phillips

View on SEC IAPD

Other Firms

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
PFS INVESTMENTS INC.
OSAIC WEALTH, INC.

Other Investors

Julie Cook Elsea
Dennis Keith Wolfe
Anthony Mark D'Andrea
Lisa Wink Listecki
Austin David Cone
Evan Bennett Russell
DILLON DEAN GEORGE
WILLIAM PAUL EVANS

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chattanooga, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chattanooga, TN
EQUITABLE ADVISORS, LLC · CHATTANOOGA, TN
ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT · Chattanooga, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chatanooga, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chattanooga, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Chatanooga, TN
AMERIPRISE FINANCIAL SERVICES, LLC · Chattanooga, TN

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